Fit and proper person checks
- Role identification: form (PDF, 693kb, 35 pages)
- Individual fit and proper assessment: form (PDF, 661kb)
Systems and processes
- Systems and processes: questionnaire (OCX, 97kb)
Scheme financial details
Financial information checklist (including business plan checklist) – available shortly.
- Continuity strategy checklist (PDF, 656kb, 20 pages)
Scheme financial template (LSX, 47kb)
Note: this form may also be referred to as ‘Scheme funder details: template’ in the master trust portal.
- Financial sustainability basic method: guidance (PDF, 49kb, 4 pages)
- Identifying cash/near cash assets: guidance (PDF, 47kb, 5 pages)
- Scheme funder request for an exemption: form (PDF, 539kb, 11 pages)
- What to do if there is more than one scheme funder: form (PDF, 511kb, 4 pages)
Master trusts: application index – available shortly.
You should use this to make sure you provide and signpost all the information and evidence required to complete your application.